Job Descriptions And Duties

Compliance Manager Cover Letter & Resume

Compliance Manager Resume Template
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Compliance Manager Resume Cover Letter Sample

Simple CV Covering Letter Writing Example

Dear Mr. Wells,
I'm submitting a letter to express my strong desire to be considered for the position of "compliance manager" being offered by Segma Int. I fully believe I'm qualified to fill the position and make great contributions to encourage the growth of organization.

A brief review of my career working experience will reveal what I can contribute to Segma Int: I have 37 years old, finished bachelor of business study from the faculty of commerce, finished training as diploma in office management, with a total working experience of 6 to 7 years, summarized as: assistant finance manager for one year, head of admin and finance, compliance manager for one year, and from 4 years started working as compliance manager
I'm convinced that I can provide you with the detailed information needed for you to see what positive contributions I could make if given the chance to come in for an interview.

At your earliest convenience please contact me at 323.937.3931, or send me an email.

Flori Rothenberg

Compliance Manager Resume Template

Professional Experience

Compliance Manager Employee From (5/2010) till (3/2017)

Job Responsibilities

Determine the accuracy and propriety of daily transactions including the financial transactions; Evaluate financial and operational procedures for adequacy of internal controls and provide advice and guidance on control aspects of new policies, systems, processes and procedures; determine the level of compliance with bank policies and procedures; financial institutions statute and central bank of uganda rules and regulations, evaluate the accuracy; effectiveness and efficiency of the banks electronic information and processing systems; Identity processes and procedures to assist managers and staff to enable them comply with financial and statutory requirements; detect and prevent fraud anomalies in the bank as per established guidelines; attending available training opportunities for staff offered by the bank; attending bank meetings gathering in or out of office organized by the bank; carryout any other duties that may be assigned by management from time to time, accountabilities of the role, verification of the daily transaction journal t j, clearing cheques, all the bank records, retail and forex transaction and dealing, inter bank borrowing and lending and settlement; verification and ensure the suspicious and large volume transaction by the customer, od facility, loan and interest timely reimburse so on; transaction audit of teller journal and posting through bank master, revenue audit, pre audit of loan and expenses payroll, paye, nssf, lst and other office expenses, audit of bulk salary posting and atm deposits, pre audit of new account opening and authorized; if appropriately pertained the kyc norms and values; pre audit of electronic and telegraphic transfer transactions such as tt, eft, rtgs; dd and other instruments and visa and pos settlement; pre audit of documentation of credit department loan, od, lc and other guarantees, associated legal aspects; Security types and guarantees and regularly pursue and assess client transaction deposits and payments status for minimize risk; carry out surprise checks of cash position on various branches, cash counter of western union centers, atm centers, forex dealing centers time to time; carry out surprise checks of various branches operation, documents filling system, pertaining appropriate polices; rules and regulation of banking system and banking software system time to time, reporting to management anomalies, short and excess, fraud and forgery if any; and requirements from risk and compliance point of view and immediate rectification.


Accounting Section; Commerce Faculty, Clorado University; 8/2003.

Career / Resume Objective:

Resuming my career as - Compliance Manager - in a company where I can express my skills and experience.

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